Lisa L Lockerman, MSFS, ChFC, AEP

Lisa Lockerman is the Founder and President of Lockerman Financial Group, Inc..  Lisa has proudly served as a trusted wealth manager since 1991.

In her partnership with clients, Lisa uses the philosophy of Financial Life Planning, a client-centered holistic approach that merges clients’ money with their lives.  Lisa enjoys building long-term relationships with her clients by truly listening to their needs and educating them in ways that are comprehensive, yet easy to understand.  Lisa specializes in working with Executives and Managers of publicly traded companies.

She also enjoys speaking and has served as guest speaker at various professional group meetings, seminars, and educational venues, including some youth organizations.

Lisa holds a Master of Science degree in Financial Services (MSFS) from The American College in Bryn Mawr, Pennsylvania.  She received a Bachelor of Science degree in Business Administration with an emphasis in Finance Management and a Minor in Spanish from California State University, Long Beach.

Lisa received the Chartered Financial Consultant (ChFC) designation and Certificate in Estate Planning and Taxation from The American College in Bryn Mawr, Pennsylvania.  She received the Accredited Estate Planner designation from the National Association of Estate Planners & Councils.

Honors & Awards

Five Star Wealth Manager Awards 2012-2023

Women's Choice Awards 2014-2024

Professional Volunteerism – past

Orange County United Way - Community Impact Cabinet Member

Orange County Estate Planning Council - Board Member

CSU Long Beach - Finance Department - Advisory Board Member

City of Aliso Viejo - Planning Commissioner
Irvine Chamber of Commerce – Board & Executive Committee Member
Society of Financial Service Professionals – Board Member

Professional Associations
Financial Planning Association
National Association of Estate Planners & Councils
Orange Coast Estate Planning Council
 

Civic-Charitable Support & Volunteerism

AIDS Services Foundation of Orange County
CSU - Long Beach

Girls, Inc

Laura's House

Olive Crest Homes and Services for Abused Children
Orange County Child Abuse Prevention Center
Orangewood Children’s Home

Salk Institute
Second Harvest Food Bank

South County Outreach

Temple Beth El of South Orange County

UC - Irvine

CA Insurance License 0822719

Lockerman Financial Group, Inc. is a Registered Investment Adviser. Advisory services are only offered to clients or prospective clients where Lockerman Financial Group, Inc. and its representatives are properly licensed or exempt from licensure. This website is solely for informational purposes. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. No advice may be rendered by Lockerman Financial Group, Inc. unless a client service agreement is in place.

The Women's Choice Award Financial Advisor Program is based on 17 objective criteria associated with providing quality service to women clients such as credentials, experience and a favorable regulatory history, among other factors.  Financial advisors do not pay a fee to be considered or placed on the final list of Women's Choice Award® Financial Advisors, though they may have paid a basic program fee to cover the cost of comprehensive review and client survey.  WomenCertified®, home to Women's Choice Awards, awards businesses, brands and services based on high recommendation ratings by female consumers.  WomenCertified represents the collective voice of women so they can help each other identify businesses that deserve their loyalty and referrals.  To learn more, visit www.womenschoiceaward.com or go to: www.wife.org/womens-choice-award/finding-a-financial-advisor/

To receive the Five Star Wealth Manager award, individuals must satisfy a series of eligibility and evaluation criteria associated with wealth managers who provide services to clients.  Recipients are identified through research conducted by industry peers and firms.  Third party rankings and recognitions from rating services or publications are not indicative of past or future performance.  For more information, go to www.fivestarprofessional.com.

This award was issued on 05/01/2023 by Five Star Professional (FSP) for the time period 07/25/2022 through 02/10/2023. Fee paid for use of marketing materials. Self-completed questionnaire was used for rating. This rating is not related to the quality of the investment advice and based solely on the disclosed criteria. 2,576 Orange County-area wealth managers were considered for the award; 160 (6% of candidates) were named 2023 Five Star Wealth Managers. The following prior year statistics use this format: YEAR: # Considered, # Winners, % of candidates, Issued Date, Research Period. 2022: 2482, 143, 6%, 5/1/22, 8/30/21 - 3/4/22; 2021: 2398, 144, 6%, 5/1/21, 8/17/20 - 3/12/21; 2020: 2320, 152, 7%, 5/1/20, 8/1/19 - 3/13/20; 2019: 2469, 187, 8%, 5/1/19, 8/13/18 - 3/11/19; 2018: 2423, 144, 6%, 5/1/18, 6/21/17 - 3/16/18; 2017: 1790, 280, 16%, 5/1/17, 8/24/16 - 2/24/17; 2016: 1383, 312, 23%, 2/1/16, 8/19/15 - 1/15/16; 2015: 2010, 351, 17%, 3/1/15, 8/30/14 - 1/30/15; 2014: 3489, 302, 9%, 3/1/14, 8/30/13 - 1/30/14; 2013: 2293, 415, 18%, 3/1/13, 8/30/12 - 1/30/13; 2012: 1760, 255, 14%, 3/1/12, 8/30/11 - 1/31/12. Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers. The award is based on 10 objective criteria. Eligibility criteria-required: 1. Credentialed as a registered investment adviser (RIA) or a registered investment adviser representative; 2. Actively licensed as a RIA or as a principal of a registered investment adviser firm for a minimum of 5 years; 3. Favorable regulatory and complaint history review (As defined by FSP, the wealth manager has not; A. Been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine; B. Had more than a total of three settled or pending complaints filed against them and/or a total of five settled, pending, dismissed or denied complaints with any regulatory authority or FSP's consumer complaint process. Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through FSP's consumer complaint process; feedback may not be representative of any one client's experience; C. Individually contributed to a financial settlement of a customer complaint; D. Filed for personal bankruptcy within the past 11 years; E. Been terminated from a financial services firm within the past 11 years; F. Been convicted of a felony); 4. Fulfilled their firm review based on internal standards; 5. Accepting new clients. Evaluation criteria-considered: 6. One-year client retention rate; 7. Five-year client retention rate; 8. Non-institutional discretionary and/or non-discretionary client assets administered; 9. Number of client households served; 10. Education and professional designations.  FSP does not evaluate quality of services provided to clients. The award is not indicative of the wealth manager's future performance . Wealth Managers may or may not use discretion in their practice and therefore may not manage their clients' assets. The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by FSP or this publication. Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success, nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by FSP in the future.